740.00119 EAC/12–1544

Memorandum by the United Kingdom Representative to the European Advisory Commission (Strang)15

E.A.C. (44) 45

The Establishment of Self-Government for Austria

1.
I circulate, for the consideration of the European Advisory Commission, the annexed paper on the Establishment of Self-Government for Austria.
2.
This paper has been prepared in the light of the fact that in the Moscow Declaration on Austria the Governments of the U.K., the U.S.A. and the U.S.S.R. expressed their wish to see re-established a free and independent Austria. In consequence the reconstruction in Austria of the machinery of democratic government will be a matter of concern to the Allied Governments.
3.
The Commission has now begun its consideration of Austrian problems; and I put forward the annexed paper in the hope that it may help to clarify some of the issues involved. It should be regarded rather as a contribution to our discussions than as a definite plan of action.
W[illliam] S[trang]
[Page 479]
[Annex]

Establishment of Self-Government for Austria

a.—administrative reconstruction

1. When a tripartite Allied Commission is established in Vienna one of its tasks will be to build up an Austrian administrative machine as rapidly as possible. It will be recalled that there is now virtually no central Austrian administration and that the Reichsgaue, into which the country is divided for purposes of civil administration, are governed directly from Berlin. The reconstruction of effective forms of political life in Austria, and the establishment of an Austrian Government, will be dependent upon the prior establishment of an efficient administrative machine. As this machine is built up, direct administration by the Allied Commission would give place to indirect control, and this control would be relaxed as rapidly as conditions allowed in order to encourage Austria to attain her independence. A new stage of control would begin when an Austrian Government was established.

b.—provisional government

2. The establishment of a fully representative Austrian Government will raise difficult problems. It will be essential that elections to a constitutent assembly should be held as soon as practicable, and that they should be conducted by Austrians and not by the Allies. It is for Austrians, under Allied supervision, to undertake such matters as the compilation or revision of electoral registers and to decide the method of election. For this task an Austrian administrative machine will be inadequate; there will be need for some kind of provisional Austrian Government, taking the form perhaps of a Committee of Liberation. To find a body of Austrians in whom sufficient confidence will be felt may not prove an easy task.

3. It is impossible to predict what will be the exact complexion of the Austrian political situation immediately after the collapse of enemy resistance. But it appears in any case desirable that the Allied representatives should, as soon as possible after the establishment of an Austrian administrative machine, encourage the formation, on a provisional and ad hoc basis, of an Austrian coalition body to act as a kind of National Committee of Liberation. The method of constituting this Committee must depend upon prevailing conditions. If political life revives quickly, all political parties in Austria should be required to nominate representatives to a National Committee. The membership should be roughly proportionate to the strengths of the parties as far as these can be ascertained. Recognition on a provisional basis would be accorded to this Committee, which would act as a stop-gap and prepare general elections under Allied supervision.

[Page 480]

4. If, however, there is something approaching a political vacuum, more positive action will be required on the part of the Allied representatives. The Allied representatives may well find it necessary themselves to determine to a greater or lesser extent the constitution of a National Committee. Nominees might be sought either from among seemingly qualified political leaders and party representatives or from among the heads of the Civil Service in the reconstituted central administrative machine, or perhaps by a combination of the two.

5. Whatever the process by which the National Committee is nominated, particular regard should be paid to two major factors:—

(a)
Every effort should be made to ensure that the National Committee is an adequate coalition body, particularly in order to minimise the danger that renewed political activity might take the form of a revival of that cleavage between the urban and rural populations which so sharply conditioned Austrian politics between 1918 and 1938. The occupying authorities may be faced with an Austrian political body claiming to represent the nation, but in fact representing only one or other of the traditional groups. To recognise such a body as a national authority might well prove fatal to the unity of the new Austria.
(b)
During the initial process of constituting a National Committee it will be preferable to draw upon Austrians who have been resident in Austria rather than upon returned émigrés.

c.—general elections

6. The advantages of holding an early general election for a constituent assembly as the basis for a representative Austrian Government are obvious. In no other way could the new free and democratic Austria be born. A long period of authoritarian rule, whether by an Allied commission or by a nominated body of Austrians under Allied control, would damp democratic ardour and offer opportunity for the emergence of crypto-fascists and other undesirable elements, not excluding pan-Germans.

7. Thus, general elections should be held as soon as possible, but some delay will be inevitable in view of the practical limitations which will exist, e.g.:—

(a)
Detailed preparations for general elections throughout Austria can only be undertaken after a National Committee has been constituted.
(b)
Time will be needed in which to compile even approximately accurate electoral registers. Very many Austrians, primarily those serving in the German army, are dispersed abroad. And there are the Germans in Austria to be combed out.
(c)
It is desirable to purge Austria as far as possible of Nazi influence before elections are held.
(d)
It may well be that Austrian political life and the reconstitution of political parties will not be far enough advanced to enable general elections to be held promptly and in a satisfactory manner.

[Page 481]

d.—local government

8. While provisional arrangements are being made at the centre with the formation of a central National Committee, it should be possible to begin building from below, from the lowest level of the commune (Gemeinde).

9. The local population should be encouraged to take an active part in the reconstitution of its communal life. In most cases it will probably be necessary in the first place to reconstitute the communal councils and administrations, partially at least, by direct nomination on a provisional and ad hoc basis. This nomination would ideally be made by the local inhabitants by whatever process was locally practicable and acceptable, subject to confirmation by Allied authority. If the process of nomination were to approximate to a rough-and-ready election, so much the better. (Uniformity of procedure in communes would not be essential.) But in practice it may well be that in many cases the Allied authority will have to nominate the provisional communal or urban councils.

10. These provisional communal pr urban councils would as far as possible approximate to local committees of liberation in liberated territories. The functions of the provisional communal administration would be broadly twofold:

(a)
the maintenance and, where necessary, reform of communal administration in accordance with any general directions from Allied authority,
(b)
the preparation of regular communal elections and in particular of local electoral registers.

11. Many of the obstacles to early general elections would also apply to regular communal elections, but probably in lesser degree, and to this extent it might be possible to hold local elections throughout Austria before general elections. If this were practicable it would be desirable, and in this case it is possible that some system might be devised whereby the elected communal councils might nominate representatives to form a provisional national assembly alongside the National Committee.

e.—provincial government

12. In the federal State of republican Austria, provincial (Lander) administrations and assemblies stood between those on the communal and national levels; there were no assemblies on the level of the districts (now called Kreise, but known up to 1938 as Verwaltungsbezirke), which were only subordinate units of administration. Under German administration the provinces have become Reichsgaue without undergoing any very radical territorial modification.

13. The Allied authorities will need to ensure the continued functioning of provincial administrative machinery, and it may well prove [Page 482] advantageous that provincial administrations should be headed by-provincial committees of Austrians. These provincial committees would probably have to be constituted in the first place in much the same way, mutatis mutandis, as the central National Committee; they would be coalition bodies nominated ad hoc, preferably by Austrian party organisations, but not improbably with more or less active Allied participation. In the provinces, as at the centre, it will be important not to grant recognition to bodies claiming a representative character which they do not in fact possess.

14. Some such ad hoc procedure for constituting provincial committees would be necessary if, as appears probable, the limitations on early provincial elections are much the same as in the case of national elections. It will be necessary to decide whether provincial committees should prepare forthwith for regular provincial elections or whether the question of these elections should be postponed for settlement by the Austrian constituent assembly. This decision must largely depend upon conditions prevailing in the Austrian provinces after Allied occupation.

f.—conclusions

15. The conclusions are:—

(a)
The Allied representatives should take steps as soon as possible after the establishment of an Austrian administrative machine to secure the formation on a provisional and ad hoc basis of an Austrian National Committee of all parties to act as a stop-gap and prepare general elections under Allied supervision.
(b)
Members of the National Committee should preferably be nominated by the Austrian political parties. If, however, there is something approaching a political vacuum, the Allied representatives may well find it necessary themselves to determine the constitution of the committee to a greater or lesser extent.
(c)
It will be particularly desirable that the National Committee should be an adequate coalition body in view of the previous cleavage between the urban and rural populations of Austria. It will be important to try to prevent a revival of this cleavage, and care should be taken not to grant recognition to any body claiming a representative character which it does not in fact possess.
(d)
During the initial process of constituting a National Committee it will be preferable to draw upon Austrians who have been resident in Austria rather than upon returned émigrés.
(e)
Detailed preparations for general elections throughout Austria can only be undertaken after a National Committee has been constituted. Despite the practical limitations which will inevitably cause delay, free elections to a constituent assembly should be held as soon as they can be arranged. They should be conducted by Austrians, not by the Allies.
(f)
Simultaneously with the provisional constitution of a National Committee at the centre, arrangements should be made for the emergence of democratic local government. Provisional communal councils [Page 483] should be constituted and they should make preparations for communal elections.
(g)
It may well prove advantageous that provisional committees be constituted at the head of provincial administrations. The provincial committees should be constituted in the same way, mutatis mutandis, as the National Committee. The holding of provincial elections had best be reserved for decision in the light of conditions prevailing after Allied occupation.

  1. Copy transmitted to the Department by the Ambassador in the United Kingdom in his despatch 19893, December 15, not printed.
  2. Originally circulated in the European Advisory Commission by the United Kingdom Representative on December 13.